Legal & Regulatory
EMEA

Instinet Europe Ltd

 

BlockMatch UK Rulebook

BlockMatch UK Rulebook – Effective 3 July 2023

Conflicts of Interest Management Policy

Client Voice Recording and Access Requests

Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Anti-Bribery & Corruption Policy Statement

IEL's GCM Risk Disclosure Document

Terms of Business

GCM Terms and Conditions

Client Complaint Procedure

Disclosures under Part 6 of the Investment Firms Regulation

Disclosures and Disclaimers for Recipients of Communications Material

Disclosure of Obligations Under Article 89 of Country Reporting Directive IV

Modern Slavery Statement

Nomura UK Tax Strategy
 

MiFID II Best Execution:
 

Order Execution Policy

Appendix to the Order Execution Policy – Global Execution Venues

RTS 28 for Jan-Dec 2020

RTS 28 for Jan-Dec 2020 - machine readable

RTS 28 for Jan-Dec 2019

RTS 28 for Jan-Dec 2019 - machine readable

RTS 28 for Jan-Dec 2018

RTS 28 for Jan-Dec 2018 - machine readable

RTS 28 for Jan-Dec 2017

RTS 28 for Jan-Dec 2017 - machine readable

 

Instinet Germany GmbH

 

BlockMatch Europe Rulebook

BlockMatch Europe Rulebook – Effective 3 July 2023

Disclosures under Part 6 of the Investment Firms Regulation

Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Anti-Bribery & Corruption Policy Statement

Client Complaints Procedure November 2023

Client Voice Recording and Access Requests November 2023

Conflicts of Interest Management Policy

Order Execution Policy July 2023

Terms of Business - Updated 30 November 2020

Clearing Supplement to Terms of Business December 2020

Direct Client-Indirect Clearing Risk Disclosures December 2020

Appendix to the Order Execution Policy – Global Execution

 

MiFID II Best Execution:
 

RTS 28 for Jan-Dec 2022

RTS 28 for Jan-Dec 2022 - machine readable

RTS 28 for Jan-Dec 2021

RTS 28 for Jan-Dec 2021 - machine readable

RTS 28 for Jan-Dec 2020

RTS 28 for Jan-Dec 2020 - machine readable